Filing Details

Accession Number:
0001518715-21-000054
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-17 21:27:12
Reporting Period:
2021-02-12
Accepted Time:
2021-02-17 21:27:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1518715 Homestreet Inc. HMST State Commercial Banks (6022) 910186600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529709 Darrell Amen Van 601 Union Street, Suite 2000
Seattle WA 98101
Evp, Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-02-12 2,286 $41.31 1 No 4 S Indirect HomeStreet, Inc. 401(k) Savings Plan
Common Stock Acquisiton 2021-02-17 9,460 $11.00 77,612 No 4 M Direct
Common Stock Disposition 2021-02-17 9,460 $41.98 68,152 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect HomeStreet, Inc. 401(k) Savings Plan
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employment Stock Options (Right To Buy) Disposition 2021-02-17 9,460 $11.00 9,460 $11.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-02-10 2022-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,000 Indirect Jeanie van Amen, Mr. van Amen's spouse
Footnotes
  1. Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
  2. This transaction was executed in multiple trades at prices ranging from $41.95 to $42.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. These shares are owned by the reporting person's spouse. Mr. van Amen disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  4. On February 10, 2012, the reporting person was granted 21,960 stock options, which vest in three equal installments on February 10, 2013, 2014 and 2015.