Filing Details
- Accession Number:
- 0001518715-21-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-17 21:27:12
- Reporting Period:
- 2021-02-12
- Accepted Time:
- 2021-02-17 21:27:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1518715 | Homestreet Inc. | HMST | State Commercial Banks (6022) | 910186600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1529709 | Darrell Amen Van | 601 Union Street, Suite 2000 Seattle WA 98101 | Evp, Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-02-12 | 2,286 | $41.31 | 1 | No | 4 | S | Indirect | HomeStreet, Inc. 401(k) Savings Plan |
Common Stock | Acquisiton | 2021-02-17 | 9,460 | $11.00 | 77,612 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-17 | 9,460 | $41.98 | 68,152 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | HomeStreet, Inc. 401(k) Savings Plan |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employment Stock Options (Right To Buy) | Disposition | 2021-02-17 | 9,460 | $11.00 | 9,460 | $11.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-02-10 | 2022-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,000 | Indirect | Jeanie van Amen, Mr. van Amen's spouse |
Footnotes
- Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
- This transaction was executed in multiple trades at prices ranging from $41.95 to $42.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These shares are owned by the reporting person's spouse. Mr. van Amen disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- On February 10, 2012, the reporting person was granted 21,960 stock options, which vest in three equal installments on February 10, 2013, 2014 and 2015.