Filing Details
- Accession Number:
- 0001209191-21-011590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-17 20:37:08
- Reporting Period:
- 2021-02-15
- Accepted Time:
- 2021-02-17 20:37:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234673 | S Alan Lowe | C/O Lumentum Holdings Inc. 1001 Ridder Park Drive San Jose CA 95131 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-02-15 | 9,702 | $93.95 | 136,326 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-02-17 | 6,026 | $93.06 | 130,300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-17 | 3,836 | $93.90 | 126,464 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.
- Ownership is restated pursuant to an internal audit of the Reporting Person's holdings.
- These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
- These sales were executed in multiple trades at prices ranging from $92.515 to $93.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- These sales were executed in multiple trades at prices ranging from $93.51 to $94.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
Billionaire Hedge Funds
