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Filing Details

Accession Number:: 0000950103-21-002459
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-17 20:24:48
Reporting Period:: 2021-02-12

Accepted Time:: 2021-02-17 20:24:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1828182	Signify Health Inc.	SGFY	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1653708	Kyle Bradford Armbrester	C/O Signify Health, Inc. 800 Connecticut Avenue Norwalk CT 06854	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-02-12	100	$1.00	0	No	4	D	Direct
Class B Common Stock	Acquisiton	2021-02-12	3,686,599	$0.01	3,686,599	No	4	A	Direct
Class B Common Stock	Acquisiton	2021-02-12	1,043,854	$0.01	1,043,854	No	4	A	Indirect	By KA Family Investments, LLC
Class B Common Stock	Acquisiton	2021-02-12	1,260,625	$0.01	1,260,625	No	4	A	Indirect	By PA Family Enterprises, LLC
Class A Common Stock	Acquisiton	2021-02-16	13,900	$24.00	13,900	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	D	Direct
No	4	A	Direct
No	4	A	Indirect	By KA Family Investments, LLC
No	4	A	Indirect	By PA Family Enterprises, LLC
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	LLC Units in Cure Aggregator, LLC	Acquisiton	2021-02-12	2,209,940	$0.00	2,209,940	$0.00
Class A Common Stock	LLC Units in Cure Aggregator, LLC	Acquisiton	2021-02-12	1,476,659	$0.00	1,476,659	$0.00
Class A Common Stock	LLC Units in Cure Aggregator, LLC	Acquisiton	2021-02-12	1,043,854	$0.00	1,043,854	$0.00
Class A Common Stock	LLC Units in Cure Aggregator, LLC	Acquisiton	2021-02-12	1,260,625	$0.00	1,260,625	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,209,940	No	4	A	Direct
1,476,659	No	4	A	Direct
1,043,854	No	4	A	Indirect
1,260,625	No	4	A	Indirect

Footnotes

These securities were acquired through the conversion prior to the completion of the Issuer's initial public offering of historical interests held by the reporting person in Cure Aggregator, LLC.
These securities were purchased through the Issuer's directed share program in connection with its initial public offering.
The LLC Units service-vest 6.25% on each three-month anniversary of May 9, 2018 and performance-vest based on the achievement by New Mountain Capital, LLC and its affiliates of specified cash-on-cash return thresholds. Upon vesting, each LLC Unit may be converted by the holder into an LLC Unit of Cure TopCo, LLC, which may thereafter be redeemed for, together with the cancellation of a share of Class B common stock, one share of Class A common stock or a cash payment equal to the volume weighted average market price of one share of Class A common stock for each LLC Unit redeemed. The LLC Units do not expire.
The LLC Units vested 25% on January 1, 2020 and vest in equal monthly installments for three years thereafter. Upon vesting, each LLC Unit may be converted by the holder into an LLC Unit of Cure TopCo, LLC, which may thereafter be redeemed for, together with the cancellation of a share of Class B common stock, one share of Class A common stock or a cash payment equal to the volume weighted average market price of one share of Class A common stock for each LLC Unit redeemed. The LLC Units do not expire.
The LLC Units are fully vested and may be converted by the holder into an LLC Unit of Cure TopCo, LLC, which may thereafter be redeemed for, together with the cancellation of a share of Class B common stock, one share of Class A common stock or a cash payment equal to the volume weighted average market price of one share of Class A common stock for each LLC Unit redeemed. The LLC Units do not expire.
The reporting person serves as sole manager of the LLCs, the membership interests of which are held through family trusts, the beneficiaries of which are the reporting person or his immediate family members.