Filing Details
- Accession Number:
- 0001775659-21-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-17 20:11:41
- Reporting Period:
- 2021-02-12
- Accepted Time:
- 2021-02-17 20:11:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366561 | Smartsheet Inc | SMAR | Services-Prepackaged Software (7372) | 202954357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1775659 | Anna Griffin | C/O Smartsheet Inc. 10500 Ne 8Th St., Suite 1300 Bellevue WA 98004 | Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-02-12 | 2,000 | $40.79 | 6,880 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-02-12 | 2,000 | $84.00 | 4,880 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-02-12 | 6,506 | $0.00 | 11,386 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-02-12 | 2,924 | $84.41 | 8,462 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2021-02-16 | 5,000 | $42.10 | 13,462 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-02-16 | 2,543 | $80.59 | 10,919 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-02-16 | 5,000 | $83.75 | 5,919 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right to buy Class A Common Stock) | Disposition | 2021-02-12 | 2,000 | $0.00 | 2,000 | $40.79 |
Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2021-02-12 | 6,506 | $0.00 | 6,506 | $0.00 |
Class A Common Stock | Stock Option (right to buy Class A Common Stock) | Disposition | 2021-02-16 | 5,000 | $0.00 | 5,000 | $42.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
78,165 | 2029-03-29 | No | 4 | M | Direct | |
19,519 | 2030-03-19 | No | 4 | M | Direct | |
28,471 | 2030-03-19 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
- Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
- The option vested as to 25% of the total shares on March 15, 2020 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
- The RSUs vested as to 25% of the total shares on February 12, 2021 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
- The option vested as to 25% of the total shares on February 15, 2021 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.