Filing Details
- Accession Number:
- 0001748824-21-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-17 18:35:25
- Reporting Period:
- 2021-02-14
- Accepted Time:
- 2021-02-17 18:35:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1748824 | Brightsphere Investment Group Inc. | BSIG | Investment Advice (6282) | 471121020 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1806909 | Christina Wiater | 200 Clarendon Street 53Rd Floor Boston MA 02116 | Pfo / Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-14 | 679 | $0.00 | 3,038 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-16 | 396 | $20.28 | 2,642 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2021-02-14 | 679 | $0.00 | 679 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,360 | No | 4 | M | Direct |
Footnotes
- Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
- On February 14, 2020, the reporting person was granted 2,039 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023