Filing Details
- Accession Number:
- 0001397911-21-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-17 18:34:32
- Reporting Period:
- 2021-02-16
- Accepted Time:
- 2021-02-17 18:34:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1397911 | Lpl Financial Holdings Inc. | LPLA | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 203717839 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1644152 | Brent Simonich | C/O Lpl Financial Holdings Inc. 4707 Executive Drive San Diego CA 92121 | Evp, Cao And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-16 | 1,909 | $131.00 | 1,909 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |