Filing Details
- Accession Number:
- 0001209191-11-023236
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-18 18:06:20
- Reporting Period:
- 2011-04-14
- Filing Date:
- 2011-04-18
- Accepted Time:
- 2011-04-18 18:06:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1345126 | Compass Diversified Holdings | CODI | Services-Help Supply Services (7363) | 576218917 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204375 | M Gordon Burns | Sixty One Wilton Road Second Floor Westport CT 06880 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares | Acquisiton | 2011-04-14 | 31,400 | $14.84 | 32,380 | No | 4 | P | Indirect | By IRA |
Shares | Acquisiton | 2011-04-15 | 700 | $15.00 | 33,080 | No | 4 | P | Indirect | By IRA |
Shares | Acquisiton | 2011-04-14 | 6,195 | $14.70 | 6,195 | No | 4 | P | Indirect | By Trust Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By Trust Account |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Shares | 5,987 | Indirect | By Trust Account |
Shares | 5,824 | Indirect | By Trust Account |
Shares | 4,369 | Direct | |
Shares | 70,000 | Indirect | By Revocable Trust |
Footnotes
- Each Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust interest of Compass Group Diversified Holdings LLC held by the Trust.
- The price reported in Column 4 is a weighted average price. These shares were sold in mutiple transactions at prices ranging from $14.6594 to $14.9900, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- The price reported in Column 4 is a weighted average price. These shares were sold in mutiple transactions at prices ranging from $14.99 to $15.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- The price reported in Column 4 is a weighted average price. These shares were sold in mutiple transactions at prices ranging from $14.6595 to $14.8300, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- Shares beneficially owned by the Reporting Person through the Burns Family Trust.
- Shares beneficially owned by the Reporting Person through the Talley Burns Executor Trust.
- Shares beneficially owned by the Reporting Person through the Peter Burns Executor Trust.
- Shares beneficially owned by the Reporting Person through the Gordon M. Burns 2009 Revocable Trust.