Filing Details
- Accession Number:
- 0001127602-21-006300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-17 17:25:51
- Reporting Period:
- 2021-02-13
- Accepted Time:
- 2021-02-17 17:25:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1739115 | James Cornelius | 1010 Grand Blvd. Kansas City MO 64106 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-02-13 | 172 | $78.51 | 6,148 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-02-17 | 143 | $79.75 | 6,005 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-02-17 | 1,757 | $51.42 | 7,762 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-17 | 1,578 | $47.68 | 9,340 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-17 | 100 | $79.15 | 9,240 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-17 | 200 | $79.15 | 9,040 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-17 | 100 | $79.16 | 8,940 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-17 | 417 | $79.14 | 8,523 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-17 | 100 | $79.02 | 8,423 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-17 | 200 | $79.03 | 8,223 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-02-17 | 100 | $79.01 | 8,123 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-17 | 501 | $79.05 | 7,622 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-17 | 100 | $79.01 | 7,522 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-17 | 1,517 | $79.00 | 6,005 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-17 | 1,757 | $0.00 | 1,757 | $51.42 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-17 | 1,578 | $0.00 | 1,578 | $47.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-11 | 2025-02-11 | No | 4 | M | Direct |
| 0 | 2018-02-05 | 2026-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 118 | Indirect | By ESOP |
Footnotes
- Options will vest 50% on 2/11/19 and 100% on 2/11/2020.
- Options vest 50% on 2/5/2019 and 100% on 2/5/2020.
Billionaire Hedge Funds
