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Filing Details

Accession Number:: 0001127602-21-006280
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-17 17:02:47
Reporting Period:: 2021-02-12

Accepted Time:: 2021-02-17 17:02:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1173514	Hyster-Yale Materials Handling Inc.	HY	Industrial Trucks, Tractors, Trailors & Stackers (3537)	311637659

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247868	Rankin Helen Butler	5875 Landerbrook Drive, Suite 300 Mayfield Heights OH 44124		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-02-12	104,486	$59.04	191,748	No	4	P	Indirect	proportionate partnership interest shares held by AMR Associates LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	proportionate partnership interest shares held by AMR Associates LP

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Acquisiton	2021-02-12	963	$59.04	963	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
102,599			No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,743	Indirect	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock	4,825	Indirect	Serves as Trustee of JCB 2020 GST trust fbo Clara Butler
Class A Common Stock	9,052	Indirect	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	461	Indirect	child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock	634	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	4,513	Indirect	held in Trust for the benefit of Reporting Person's child
Class A Common Stock	1,743	Indirect	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock	4,825	Indirect	Serves as Trustee of JCB 2020 GST trust fbo Griffin Butler
Class A Common Stock	9,208	Indirect	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	461	Indirect	child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock	634	Indirect	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	4,357	Indirect	held in trust for the benefit of Reporting Person's child
Class A Common Stock	8,228	Indirect	Serves as Trustee of BTR 2020 GST trust fbo Helen Butler
Class A Common Stock	18,761	Indirect	proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	32,912	Indirect	proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class A Common Stock	146	Indirect	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	120,728	Indirect	held by Trust for the benefit of Reporting Person
Class A Common Stock	2,800	Indirect	Individual Retirement Account for the benefit of the Reporting Person's spouse
Class A Common Stock	31,851	Indirect	spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00	2,033	2,033	Indirect
Class A Common Stock	Class B Common Stock	$0.00	4,054	4,054	Indirect
Class A Common Stock	Class B Common Stock	$0.00	9,052	9,052	Indirect
Class A Common Stock	Class B Common Stock	$0.00	3,683	3,683	Indirect
Class A Common Stock	Class B Common Stock	$0.00	2,033	2,033	Indirect
Class A Common Stock	Class B Common Stock	$0.00	4,055	4,055	Indirect
Class A Common Stock	Class B Common Stock	$0.00	9,208	9,208	Indirect
Class A Common Stock	Class B Common Stock	$0.00	3,527	3,527	Indirect
Class A Common Stock	Class B Common Stock	$0.00	11,932	11,932	Indirect
Class A Common Stock	Class B Common Stock	$0.00	33,560	33,560	Indirect
Class A Common Stock	Class B Common Stock	$0.00	52,144	52,144	Indirect
Class A Common Stock	Class B Common Stock	$0.00	58,586	58,586	Indirect
Class A Common Stock	Class B Common Stock	$0.00	2,800	2,800	Indirect
Class A Common Stock	Class B Common Stock	$0.00	17,262	17,262	Indirect

Amount	Remaning Holdings	Nature of Ownership
2,033	2,033	Indirect
4,054	4,054	Indirect
9,052	9,052	Indirect
3,683	3,683	Indirect
2,033	2,033	Indirect
4,055	4,055	Indirect
9,208	9,208	Indirect
3,527	3,527	Indirect
11,932	11,932	Indirect
33,560	33,560	Indirect
52,144	52,144	Indirect
58,586	58,586	Indirect
2,800	2,800	Indirect
17,262	17,262	Indirect

Footnotes

The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $5,891,329.93 plus interest which will accrue at a rate of 0.56% per annum, the principal amount of which indebtedness will be due and owing on February 11, 2030 and the accrued interest will be due and owing annually during the term. This transaction was executed as part of multi-generational estate planning by and among members of the Rankin family.
Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person disclaims beneficial ownership of all such shares.
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Reporting Person disclaims beneficial ownership of all such shares.
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Reporting Person disclaims beneficial ownership of all such shares.
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