Filing Details
- Accession Number:
- 0001127602-21-006100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-17 13:09:27
- Reporting Period:
- 2021-02-12
- Accepted Time:
- 2021-02-17 13:09:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1125259 | Carnival Plc | CUK | Water Transportation (4400) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1553147 | Olaf Michael Thamm | C/O Carnival Corporation 3655 N.w. 87Th Avenue Miami FL 33178 | Group Ceo - Costa Crociere | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2021-02-12 | 8,106 | $0.00 | 324,922 | No | 4 | A | Direct | |
| Ordinary Shares | Disposition | 2021-02-12 | 27,376 | $17.27 | 297,546 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2018 pursuant to the Carnival plc 2014 Employee Share Plan. Each PBS RSU represents one share of Carnival plc ordinary shares.
- The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2018-2020 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period.
- This transaction was executed in multiple trades at prices ranging from $17.1849 to $17.3093. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was conducted in British Pounds. The average sale price of GBP12.4889 was converted into US$ at the February 12, 2021 conversion rate of GBP1 = USD1.38253.
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