Filing Details
- Accession Number:
- 0001590976-21-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-16 21:07:24
- Reporting Period:
- 2021-02-11
- Accepted Time:
- 2021-02-16 21:07:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1590976 | Malibu Boats Inc. | MBUU | Ship & Boat Building & Repairing (3730) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1598728 | L. Ritchie Anderson | 5075 Kimberly Way Loudon, TN 37774 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-02-11 | 7,500 | $0.00 | 30,015 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-02-11 | 1,695 | $78.51 | 28,320 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-02-11 | 5,805 | $79.24 | 22,515 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Units of Malibu Boats Holdings, LLC | Disposition | 2021-02-11 | 7,500 | $0.00 | 7,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,412 | No | 4 | C | Direct |
Footnotes
- Pursuant to the terms of exchange agreements (the "Exchange Agreement") between Malibu Boats, Inc. (the "Issuer") and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date.
- The reporting person exchanged LLC Units for the equivalent number of shares of the Issuer's Class A Common Stock in accordance with the terms of the Exchange Agreement.
- As of the filing date hereof, also includes 1,375 shares of restricted stock vesting on November 6, 2021, 3,000 shares of restricted stock vesting in two equal annual installments beginning on November 6, 2021, 5,125 shares of restricted stock vesting in three substantially equal annual installments beginning on November 6, 2021, and 5,768 shares of restricted stock vesting in four equal annual installments beginning on November 6, 2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.01 to $78.97, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.42, inclusive.
Billionaire Hedge Funds
