Filing Details
- Accession Number:
- 0001331471-21-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-16 20:39:55
- Reporting Period:
- 2021-02-16
- Accepted Time:
- 2021-02-16 20:39:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1043337 | Stoneridge Inc | SRI | Motor Vehicle Parts & Accessories (3714) | 341598949 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1637951 | B Jonathan Degaynor | C/O Stoneridge, Inc. 39675 Mackenzie Drive, Suite 400 Novi MI 48377 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, Without Par Value | Disposition | 2021-02-16 | 10,000 | $29.93 | 136,208 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares, Without Par Value | Share Units | $0.00 | 116,450 | 116,450 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
116,450 | 116,450 | Direct |
Footnotes
- As reported on the Company's Form 8-K filed with the SEC on November 3, 2020, the Reporting Person entered into a Rule 10b5-1 trading plan on November 3, 2020 for the purpose of individual asset diversification. The Common Shares were sold pursuant to the 10b5-1 trading plan.
- The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.78 to $30.56, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any shareholder of Stoneridge, Inc., or the SEC Staff, upon request, full information of the number of shares sold at each price within the range.
- Share units granted in 2018, 2019 and 2020 to the Reporting Person pursuant to the Company's Long-Term Incentive payable on a one-on-one basis in Common Shares if the Reporting Person remains employed on the third anniversary of the grant date.