Home > Insider Trading > Filing (0001209191-21-011048)

Filing Details

Accession Number:: 0001209191-21-011048
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-16 20:13:46
Reporting Period:: 2021-02-11

Accepted Time:: 2021-02-16 20:13:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1097149	Align Technology Inc	ALGN	Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842)	943267295

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1234773	M Thomas Prescott	C/O Align Technology Inc. 2820 Orchard Parkway San Jose CA 95131		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-02-11	600	$601.59	59,758	No	4	S	Indirect	By Trust
Common Stock	Disposition	2021-02-11	2,400	$603.95	57,358	No	4	S	Indirect	By Trust
Common Stock	Disposition	2021-02-12	2,000	$605.27	55,358	No	4	S	Indirect	By Trust
Common Stock	Disposition	2021-02-16	2,500	$612.01	52,858	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust

Footnotes

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $601.50 to $601.70, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Since the Reporting Person's last filing shares have been transferred to The Prescott Family Trust, Sierra South LLC TTEE. The Reporting Person and his spouse are the managers of the Trustee and exercise voting and investment control over the shares.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $603.38 to $604.33, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $605.00 to $605.70, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $612.00 to $612.14, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.