Filing Details

Accession Number:
0001654954-21-001750
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-16 19:35:11
Reporting Period:
2021-02-11
Accepted Time:
2021-02-16 19:35:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645469 Monopar Therapeutics MNPR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1035909 J Michael Brown C/O 1000 Skokie Blvd Ste 350
Wilmette IL 60091
No No No No
1727334 Chandler Robinson C/O 1000 Skokie Blvd, Ste 350
Wilmette IL 60091
Chief Executive Officer No No No No
1727357 Tactic Pharma Llc C/O 1000 Skokie Blvd, Ste 350
Wilmette IL 60091
No No No No
1727393 Paul Andrew Mazar C/O 1000 Skokie Blvd, Ste 350
Wilmette IL 60091
Chief Scientific Officer No No No No
1727481 V. Thomas O'halloran C/O 1000 Skokie Blvd, Ste 350
Wilmette IL 60091
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-02-11 42,467 $13.30 249,200 No 4 S Direct
Common Stock Disposition 2021-02-11 24,224 $14.09 224,976 No 4 S Direct
Common Stock Disposition 2021-02-11 29,996 $15.12 194,980 No 4 S Direct
Common Stock Disposition 2021-02-11 16,384 $16.44 178,596 No 4 S Direct
Common Stock Disposition 2021-02-11 11,929 $16.90 166,667 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,111,273 Indirect See Footnotes
Footnotes
  1. Trade made pursuant to a 10b5-1 plan executed on November 24, 2020.
  2. This Form 4 is being filed on behalf of Tactic Pharma LLC, an Illinois limited liability company ("Tactic"), and its managers, Andrew P. Mazar, Chandler D. Robinson, Michael J. Brown, and Thomas V. O'Halloran (collectively, the "Reporting Persons"). The managers collectively have voting control over the securities described herein. The managers each disclaim ownership of the shares of common stock owned by Tactic, except to the extent of their pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.66 to $13.65, inclusive. Thereporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (7) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.66 to $14.54, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.76 to $15.75, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.77 to $16.76, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.77 to $17.01, inclusive.
  8. Tactic shares voting and investment power over 4,111,272.88 of the shares of common stock held by TacticGem LLC.