Filing Details
- Accession Number:
- 0001214659-21-001997
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-16 17:35:47
- Reporting Period:
- 2021-02-11
- Accepted Time:
- 2021-02-16 17:35:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1058811 | Immersion Corp | IMMR | Computer Peripheral Equipment, Nec (3577) | 943180138 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1779492 | Rudolf Michael Okada | C/O Immersion Corporation 330 Townsend Street Suite 234 San Francisco CA 94107 | General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-11 | 3,417 | $7.46 | 15,272 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-11 | 2,400 | $15.31 | 12,872 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-16 | 763 | $15.16 | 12,109 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2021-02-11 | 3,417 | $0.00 | 3,417 | $7.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
95,667 | 2026-07-15 | No | 4 | M | Direct |
Footnotes
- 2,000 shares were purchased on January 31st, 2021 at a price of $5.7375 per share under the Issuer's Employee Stock Purchase Plan.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2020.
- This transaction was executed in multiple trades at prices ranging from $15.18 to $15.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- 25% of the shares subject to the option vested and became exercisable on June 10, 2020. Thereafter, 2.0833% of the shares subject to the option vest and become exercisable on each monthly anniversary of that date until 100% vested on June 10, 2023, subject to Reporting Person's continued service through each vesting date.