Filing Details
- Accession Number:
- 0001213900-21-009622
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2021-02-16 16:22:02
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-02-16 16:22:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357671 | Creatd Inc. | CRTD | () | 5 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336989 | Arthur Rosen | C/O Creatd, Inc. 2050 Center Ave, Suite 640 Fort Lee, NJ 07024 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2020-12-31 | 7,864 | $11.00 | 825,844 | No | 5 | P | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2020-09-15 | 85,318 | $2.93 | 817,980 | No | 5 | C | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2020-09-15 | 350,427 | $2.93 | 732,662 | No | 5 | C | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | C | Direct | |
| No | 5 | C | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2020-09-15 | 12,798 | $4.50 | 12,798 | $4.50 |
| Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2020-09-15 | 52,564 | $4.50 | 52,564 | $4.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,798 | 2020-09-15 | 2025-09-15 | No | 5 | J | Direct |
| 52,564 | 2020-09-15 | 2025-09-15 | No | 5 | J | Direct |
Footnotes
- On September 15, 2020, Reporting Person converted $1,026,751 in principal (the "Principal") under a 12.5% Convertible Note (the "Convertible Note") into 350,427 shares of common stock at $2.93 per share.
- On September 15, 2020, Reporting Person converted $249,982 in interest (the "Interest") under the Convertible Note into 85,318 shares of common stock at $2.93 per share.
- Reporting Person made an open market purchase of common stock.
- On September 15, 2020, Reporting Person was issued a common stock purchase warrant to acquire 52,564 shares of common stock at $4.50 per share in consideration of converting the Principal under the Convertible Note.
- On September 15, 2020, Reporting Person was issued a common stock purchase warrant to acquire 12,798 shares of common stock at $4.50 per share in consideration of converting the Interest under the Convertible Note.
- On August 17, 2020, the Issuer effected a 1:3 reverse stock split of its issued and outstanding shares of common stock.
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