Filing Details
- Accession Number:
- 0001779771-21-000001
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2021-02-16 16:06:37
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-02-16 16:06:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1779771 | Jacqueline Kunzler | One Baxter Parkway Deerfield IL 60015 | Svp, Chief Quality Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1 Par Value | Acquisiton | 2020-09-03 | 1,861 | $28.97 | 10,089 | No | 4 | M | Direct | |
Common Stock, $1 Par Value | Disposition | 2020-09-03 | 5,314 | $85.87 | 4,775 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2020-09-03 | 1,861 | $0.00 | 1,861 | $28.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
865 | 2021-03-04 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Kunzler with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Ms. Kunzler.
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Kunzler with respect to certain vested stock options and vested performance share units previously granted by BII to Ms. Kunzler.
- Price reflects weighted average sales price. Range of prices for transactions are $85.65 through $86.13. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
- The options became exercisable in three equal annual installments beginning on March 4, 2012, the first anniversary of the grant date.