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Filing Details

Accession Number:: 0001106255-21-000004
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-16 12:55:14
Reporting Period:: 2020-12-11

Accepted Time:: 2021-02-16 12:55:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422930	Pubmatic Inc.	PUBM	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1074910	C Timothy Draper	C/O Dfj 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025	No	No	Yes	No
1106255	P L Associates Draper	55 East 3Rd Avenue San Mateo CA 94401	No	No	Yes	No
1304934	N H John Fisher	C/O Dfj 2882 Sand Hill Road, Suite 150 Menlo Park CA 94025	No	No	Yes	No
1312964	P L Viii Fund Jurvetson Fisher Draper	2882 Sand Hill Road, Suite 150 Menlo Park CA 94025	No	No	Yes	No
1327087	Draper Fisher Jurvetson Partners Viii Llc	2882 Sand Hill Road, Suite 150 Menlo Park CA 94025	No	No	Yes	No
1565224	Draper Associates Riskmasters Fund Iii, Llc	55 East 3Rd Avenue San Mateo CA 94401	No	No	Yes	No
1565284	Draper Associates Riskmasters Fund Ii, Llc	55 East 3Rd Avenue San Mateo CA 94401	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2020-12-11	37,895	$20.00	0	No	4	S	Indirect	By Draper Associates, L.P.
Class A Common Stock	Acquisiton	2020-12-11	37,895	$0.00	37,895	No	4	C	Indirect	By Draper Associates, L.P.
Class A Common Stock	Acquisiton	2020-12-11	426,316	$0.00	426,316	No	4	C	Indirect	By Draper Fisher Jurvetson Fund VIII, L.P.
Class A Common Stock	Disposition	2020-12-11	426,316	$20.00	0	No	4	S	Indirect	By Draper Fisher Jurvetson Fund VIII, L.P.
Class A Common Stock	Acquisiton	2020-12-11	9,474	$0.00	9,474	No	4	C	Indirect	By Draper Fisher Jurvetson Partners VIII, LLC
Class A Common Stock	Disposition	2020-12-11	9,474	$20.00	0	No	4	S	Indirect	By Draper Fisher Jurvetson Partners VIII, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Draper Associates, L.P.
No	4	C	Indirect	By Draper Associates, L.P.
No	4	C	Indirect	By Draper Fisher Jurvetson Fund VIII, L.P.
No	4	S	Indirect	By Draper Fisher Jurvetson Fund VIII, L.P.
No	4	C	Indirect	By Draper Fisher Jurvetson Partners VIII, LLC
No	4	S	Indirect	By Draper Fisher Jurvetson Partners VIII, LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Acquisiton	2020-12-11	37,895	$0.00	37,895	$0.00
Class B Common Stock	Series A Preferred Stock	Disposition	2020-12-11	112,472	$0.00	112,472	$0.00
Class B Common Stock	Series B Preferred Stock	Disposition	2020-12-11	113,390	$0.00	113,390	$0.00
Class B Common Stock	Series C Preferred Stock	Disposition	2020-12-11	95,467	$0.00	95,467	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2020-12-11	426,316	$0.00	426,316	$0.00
Class B Common Stock	Series D Preferred Stock	Disposition	2020-12-11	4,909	$0.00	4,909	$0.00
Class B Common Stock	Series D Prime Preferred Stock	Disposition	2020-12-11	4,148	$0.00	4,148	$0.00
Class B Common Stock	Series A Preferred Stock	Disposition	2020-12-11	1,265,306	$0.00	1,265,306	$0.00
Class B Common Stock	Series B Preferred Stock	Disposition	2020-12-11	1,275,640	$0.00	1,275,640	$0.00
Class B Common Stock	Series C Preferred Stock	Disposition	2020-12-11	1,074,005	$0.00	1,074,005	$0.00
Class B Common Stock	Series D Prime Preferred Stock	Disposition	2020-12-11	46,664	$0.00	46,664	$0.00
Class B Common Stock	Series D Preferred Stock	Disposition	2020-12-11	55,231	$0.00	55,231	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2020-12-11	9,474	$0.00	9,474	$0.00
Class B Common Stock	Series A Preferred Stock	Disposition	2020-12-11	28,118	$0.00	28,118	$0.00
Class B Common Stock	Series B Preferred Stock	Disposition	2020-12-11	28,348	$0.00	28,348	$0.00
Class B Common Stock	Series C Preferred Stock	Disposition	2020-12-11	23,867	$0.00	23,867	$0.00
Class B Common Stock	Series D Prime Preferred Stock	Disposition	2020-12-11	1,037	$0.00	1,037	$0.00
Class B Common Stock	Series D Preferred Stock	Disposition	2020-12-11	1,227	$0.00	1,227	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
283,434	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
3,290,530	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
73,123	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect

Footnotes

These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII that directly hold shares and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Partners VIII"). Partners VIII invests lockstep alongside Fund VIII. The Managing Members of Partners VIII are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
After closing of the Issuer's initial public offering, each outstanding share of Class B Common Stock will be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date.
These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.