Filing Details

Accession Number:
0001127602-21-005673
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-16 11:45:32
Reporting Period:
2021-02-12
Accepted Time:
2021-02-16 11:45:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38777 Franklin Resources Inc BEN Investment Advice (6282) 132670991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1718985 Alok Sethi C/O Franklin Resources, Inc.
One Franklin Parkway
San Mateo CA 94403-1906
Reg. S-K Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.10 Disposition 2021-02-12 10,000 $27.64 109,905 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.64 to $27.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Of the amount of securities beneficially owned, 63,278 shares represent unvested restricted stock units.