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Filing Details

Accession Number:: 0000899243-21-006553
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2021-02-16 08:50:34
Reporting Period:: 2020-12-31

Accepted Time:: 2021-02-16 08:50:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1047127	Amkor Technology Inc.	AMKR	Semiconductors & Related Devices (3674)	231722724

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1158839	J James Kim	C/O Siana Carr O'Connor &Amp; Lynam, 1500 East Lancaster Avenue Paoli PA 19301-9713		Yes	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-03-16	46,923	$7.47	6,417,888	No	5	G	Indirect	By self as trustee
Common Stock	Acquisiton	2020-12-17	816,613	$15.41	23	No	4	S	Indirect	By spouse
Common Stock	Acquisiton	2020-12-17	816,613	$15.41	23	No	4	S	Indirect	By spouse
Common Stock	Acquisiton	2020-12-17	816,613	$15.41	23	No	4	S	Indirect	By spouse
Common Stock	Acquisiton	2020-12-17	1,633,226	$15.41	23	No	4	S	Indirect	By spouse
Common Stock	Disposition	2020-12-21	4,083,065	$15.01	23	No	5	G	Indirect	By spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	By self as trustee
No	4	S	Indirect	By spouse
No	4	S	Indirect	By spouse
No	4	S	Indirect	By spouse
No	4	S	Indirect	By spouse
No	5	G	Indirect	By spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,714,877	Direct
Common Stock	49,594,980	Indirect	By self as GP

Footnotes

On March 16, 2020, the James J. Kim Qualified Annuity Trust U/A Dated 10/13/14 distributed 15,641 shares of the Issuer's Common Stock to each of Susan Y. Kim, John T. Kim and David D. Kim. James J. Kim and Susan Y. Kim are co-trustees.
On December 17, 2020, the James J. Kim 2008 Trust FBO Alexandra Kim Panichello & Descendants dated 2/5/08 transferred 816,613 shares of the Issuer's Common Stock to Agnes C. Kim in full payment of the principal and accrued interest of a note payable to her by such trust. John T. Kim and Susan Y. Kim are co-trustees of the trust. This transaction was reported on a Form 4 for the trust on December 20, 2020, but was not separately reported for the reporting person.
Agnes C. Kim is the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
On December 17, 2020, the James J. Kim 2008 Trust FBO Jacqueline Mary Panichello & Descendants dated 2/5/08 transferred 816,613 shares of the Issuer's Common Stock to Agnes C. Kim in full payment of the principal and accrued interest of a note payable to her by such trust. John T. Kim and Susan Y. Kim are co-trustees of the trust. This transaction was reported on a Form 4 for the trust on December 20, 2020, but was not separately reported for the reporting person.
On December 17, 2020, the James J. Kim 2008 Trust FBO Dylan James Panichello & Descendants dated 2/5/08 transferred 816,613 shares of the Issuer's Common Stock to Agnes C. Kim in full payment of the principal and accrued interest of a note payable to her by such trust. John T. Kim and Susan Y. Kim are co-trustees of the trust. This transaction was reported on a Form 4 for the trust on December 20, 2020, but was not separately reported for the reporting person.
On December 17, 2020, the James J. Kim 2008 Trust FBO Descendants of John T. Kim dated 2/5/08 transferred 1,633,226 shares of the Issuer's Common Stock to Agnes C. Kim in full payment of the principal and accrued interest of a note payable to her by such trust. John T. Kim and Susan Y. Kim are co-trustees of the trust. This transaction was reported on a Form 4 for the trust on December 20, 2020, but was not separately reported for the reporting person.
On December 21, 2020, Agnes C. Kim transferred 4,083,065 shares of the Issuer's Common Stock to the Agnes C. Kim 2020-1 Qualified Annuity Trust U/A Dated 12/16/20 as a gift. Susan Y. Kim is the sole trustee of the trust. This transaction was previously reported on Form 3 for the trust and Form 4 for Susan Y. Kim.
Includes options to acquire 450,000 shares of the Issuer's Common Stock.
On March 2, 2020, the James J. Kim Qualified Annuity Trust U/A Dated 10/13/14 distributed 91,392 shares of the Issuer's Common Stock to the reporting person. James J. Kim and Susan Y. Kim are co-trustees of the trust. On May 26, 2020, the reporting person transferred 1,564,323 shares of the Issuer's Common Stock to the James J. Kim 2020-1 Qualified Annuity Trust under the James J. Kim 2020-1 Qualified Annuity Trust Agreement dated 4/1/20. Susan Y. Kim and James J. Kim are co-trustees of the trust. On December 15, 2020, the James J. Kim 2019-1 Qualified Annuity Trust U/A Dated 9/10/19 distributed 727,169 shares of the Issuer's Common Stock to the reporting person
(Continued From Footnote 9) James J. Kim and Susan Y. Kim are co-trustees of the trust. On December 15, 2020, the James J. Kim 2018-1 Qualified Annuity Trust U/A Dated 8/30/18 distributed 446,316 shares of the Issuer's Common Stock to the reporting person. James J. Kim and Susan Y. Kim are co-trustees of the trust. Pursuant to the Form 5 instructions, in his capacity as a co-trustee of the trusts, the reporting person is being treated as having a pecuniary interest in all of the shares held by such trusts. Accordingly, transfers between the reporting person and such trusts result in mere changes from direct to indirect ownership or vice versa. Such transfers are therefore not reported on this Form 5. On December 31, 2020, such grantor retained annuity trusts held 6,417,888 shares of the Issuer's Common Stock.
The reporting person may be deemed to indirectly own 6,417,888 shares of the Issuer's Common Stock held by grantor retained annuity trusts (see footnote 8) and 49,594,980 shares of the Issuer's Common Stock held by a limited partnership established for the benefit of members of the James J. Kim family of which the reporting person is a general partner. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.