Filing Details
- Accession Number:
- 0001209191-21-010430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-12 19:14:13
- Reporting Period:
- 2021-02-10
- Accepted Time:
- 2021-02-12 19:14:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1113706 | A Thomas Gendron | 1081 Woodward Way Fort Collins CO 80524 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Acquisiton | 2021-02-10 | 5,075 | $40.99 | 5,075 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2021-02-10 | 5,075 | $116.00 | 0 | No | 4 | S | Direct | |
| Woodward, Inc. Common Stock | Acquisiton | 2021-02-11 | 88,490 | $40.99 | 88,490 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2021-02-11 | 88,490 | $116.11 | 0 | No | 4 | S | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2020-11-30 | 94,350 | $0.00 | 96,257 | No | 5 | G | Indirect | Held in the TEAGII LLP |
| Woodward, Inc. Common Stock | Acquisiton | 2020-11-30 | 94,350 | $0.00 | 94,350 | No | 5 | G | Indirect | Held in the 2020 Gendron Legacy Trust |
| Woodward, Inc. Common Stock | Disposition | 2021-12-31 | 94,350 | $0.00 | 1,906 | No | 5 | G | Indirect | Held in the TEAGII LLP |
| Woodward, Inc. Common Stock | Acquisiton | 2021-12-31 | 94,350 | $0.00 | 94,350 | No | 5 | G | Indirect | Held in the Gendron Descendants Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | Held in the TEAGII LLP |
| No | 5 | G | Indirect | Held in the 2020 Gendron Legacy Trust |
| No | 5 | G | Indirect | Held in the TEAGII LLP |
| No | 5 | G | Indirect | Held in the Gendron Descendants Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2021-02-10 | 5,075 | $0.00 | 5,075 | $40.99 |
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2021-02-11 | 88,490 | $0.00 | 88,490 | $40.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 152,625 | 2014-10-01 | 2023-10-01 | No | 4 | M | Direct |
| 64,135 | 2014-10-01 | 2023-10-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Woodward, Inc. Common Stock | 42,000 | Indirect | Held in the T2G Family Foundation |
| Woodward, Inc. Common Stock | 20,650 | Indirect | Held in the Woodward Retirement Savings Plan |
Footnotes
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $116.00 to $116.50 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- TEAGII LLP transferred these shares to The 2020 Gendron Legacy Trust, a family trust of which the reporting person's wife is the trustee. The reporting person's wife and his children are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- TEAGII LLP is a limited partnership of which the reporting person is the sole general partner and of which the reporting person and his wife are the sole limited partners.
- TEAGII LLP transferred these shares to The Gendron Descendants Trust, a family trust of which the reporting person is the trustee. The reporting person's children are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan is based on a calculation as of February 10, 2021.
- Options, which expire October 1, 2023, became exercisable as to 25% of the shares on October 1, 2014 and each one-year anniversary thereafter.
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