Filing Details
- Accession Number:
- 0001209191-21-010404
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-12 18:47:02
- Reporting Period:
- 2021-02-10
- Accepted Time:
- 2021-02-12 18:47:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411688 | Container Store Group Inc. | TCS | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1175523 | Leonard Green & Partners, L.p. | 11111 Santa Monica Blvd Ste 2000 Los Angeles CA 90025 | Yes | No | Yes | No | |
1175525 | Lgp Management Inc | 11111 Santa Monica Blvd Ste 2000 Los Angeles, CA 90025 | Yes | No | Yes | No | |
1449640 | Gei Capital V, Llc | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | Yes | No | |
1449643 | Green Equity Investors Side V, L.p. | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | Yes | No | |
1449644 | Green Equity Investors V, L.p. | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | Yes | No | |
1449645 | Green V Holdings, Llc | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | Yes | No | |
1590842 | Tcs Co-Invest, Llc | 11111 Santa Monica Blvd. Suite 2000 Los Angeles CA 90025 | Yes | No | Yes | No | |
1632725 | Peridot Coinvest Manager Llc | 11111 Santa Monica Boulevard Los Angeles, CA 90025 | Yes | No | Yes | No | |
1642447 | Lgp Associates V Llc | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Disposition | 2021-02-10 | 3,808,596 | $15.15 | 11,680,206 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2021-02-10 | 1,142,485 | $15.15 | 3,503,776 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2021-02-10 | 48,919 | $15.15 | 150,024 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 | 168,414 | Indirect | See footnote. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $18.00 | 2023-10-31 | 40,808 | 40,808 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $21.53 | 2024-10-27 | 30,396 | 30,396 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $17.28 | 2025-08-03 | 35,463 | 35,463 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $5.35 | 2026-08-01 | 92,025 | 92,025 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $4.10 | 2027-09-12 | 128,757 | 128,757 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-10-31 | 40,808 | 40,808 | Indirect |
2024-10-27 | 30,396 | 30,396 | Indirect |
2025-08-03 | 35,463 | 35,463 | Indirect |
2026-08-01 | 92,025 | 92,025 | Indirect |
2027-09-12 | 128,757 | 128,757 | Indirect |
Footnotes
- Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").
- Represents shares owned by GEI V.
- GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").
- GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.
- Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
- The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.
- Represents shares of Common Stock sold by GEI Side V.
- Represents shares owned by GEI Side V.
- Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
- Represents shares of Common Stock sold by TCS.
- Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
- Represents shares of Common Stock owned by TCS.
- Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Flynn, and Galashan, each of whom hold 56,138 shares of restricted Common Stock.
- The options reported on this row are fully vested.
- The options reported on this row were granted to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan in respect of their service on the Issuer's board of directors for the benefit of LGP, with Mr. Sokoloff and Mr. Flynn each holding 13,603 of such options and Mr. Galashan holding 13,602 of such options. Each of Messrs. Sokoloff, Flynn, and Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
- The options reported on this row were granted to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan in respect of their service on the Issuer's board of directors for the benefit of LGP, with Messrs. Sokoloff, Flynn, and Galashan each holding 10,132 of such options. Each of Messrs. Sokoloff, Flynn, and Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
- The options reported on this row were granted to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan in respect of their service on the Issuer's board of directors for the benefit of LGP, with Messrs. Sokoloff, Flynn, and Galashan each holding 11,821 of such options. Each of Messrs. Sokoloff, Flynn, and Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
- The options reported on this row were granted to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan in respect of their service on the Issuer's board of directors for the benefit of LGP, with Messrs. Sokoloff, Flynn, and Galashan each holding 30,675 of such options. Each of Messrs. Sokoloff, Flynn, and Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
- The options reported on this row were granted to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan in respect of their service on the Issuer's board of directors for the benefit of LGP, with Messrs. Sokoloff, Flynn, and Galashan each holding 42,919 of such options. Each of Messrs. Sokoloff, Flynn, and Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.