Filing Details

Accession Number:
0001104659-21-022193
Form Type:
5
Zero Holdings:
No
Publication Time:
2021-02-12 18:04:38
Reporting Period:
2020-12-31
Accepted Time:
2021-02-12 18:04:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1496099 New Mountain Finance Corp NMFC () 272978010
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1701015 Iii G. Rome Arnold 24 Gramercy Park South
New York NY 10003
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-28 18,000 $13.23 18,000 No 5 P Indirect Spouse as Exec Est of Henry K Ochs
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Indirect Spouse as Exec Est of Henry K Ochs
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,778 Direct
Footnotes
  1. Indirect Ownership through Spouse as the Executor to the Estate of Henry K. Ochs
  2. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.