Filing Details
- Accession Number:
- 0001104659-21-022193
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2021-02-12 18:04:38
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-02-12 18:04:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496099 | New Mountain Finance Corp | NMFC | () | 272978010 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1701015 | Iii G. Rome Arnold | 24 Gramercy Park South New York NY 10003 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-08-28 | 18,000 | $13.23 | 18,000 | No | 5 | P | Indirect | Spouse as Exec Est of Henry K Ochs |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Indirect | Spouse as Exec Est of Henry K Ochs |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,778 | Direct |
Footnotes
- Indirect Ownership through Spouse as the Executor to the Estate of Henry K. Ochs
- The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.