Filing Details
- Accession Number:
- 0001493152-21-003654
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-12 16:25:25
- Reporting Period:
- 2021-02-10
- Accepted Time:
- 2021-02-12 16:25:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1641631 | Beyond Air Inc. | XAIR | Surgical & Medical Instruments & Apparatus (3841) | 473812456 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1702628 | A. Steven Lisi | C/O Beyond Air, Inc. 825 East Gate Boulevard, Suite 320 Garden City NY 11530 | Ceo And Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-10 | 117,112 | $4.25 | 1,051,875 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2021-02-10 | 70,388 | $7.07 | 981,487 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Tranche B Warrant (right to buy) | Disposition | 2021-02-10 | 117,112 | $0.00 | 117,112 | $4.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-16 | 2021-02-16 | No | 4 | X | Direct |
Footnotes
- On February 10, 2021, the reporting person exercised a warrant to purchase 117,112 shares of common stock, par value $0.0001 per share, of Beyond Air, Inc. (the "Company") for $4.25 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 70,388 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 46,724 shares of common stock of the Company.
Billionaire Hedge Funds
