Filing Details
- Accession Number:
- 0001209191-21-010134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-12 16:19:42
- Reporting Period:
- 2021-02-10
- Accepted Time:
- 2021-02-12 16:19:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1390777 | Bank Of New York Mellon Corp | BK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1386987 | Kevin J Mccarthy | 240 Greenwich Street New York NY 10286 | Sevp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-10 | 14,188 | $30.13 | 157,689 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-10 | 14,188 | $42.16 | 143,501 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-02-10 | 16,290 | $22.03 | 159,791 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-10 | 16,290 | $42.15 | 143,501 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-02-10 | 1,507 | $41.74 | 141,994 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2/24/2011 Stock Options | Disposition | 2021-02-10 | 14,188 | $0.00 | 14,188 | $30.13 |
Common Stock | 2/23/2012 Stock Options | Disposition | 2021-02-10 | 16,290 | $0.00 | 16,290 | $22.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-02-24 | 2021-02-24 | No | 4 | M | Direct |
0 | 2013-02-23 | 2022-02-23 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average price of shares sold with actual prices ranging from $42.150 to $42.175. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- Represents the weighted average price of shares sold with actual prices ranging from $42.120 to $42.185. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.
- Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2011, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2021. Grant vested in 1/4 increments annually beginning on the date indicated.
- Not Applicable
- Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2012, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2022. Grant vested in 1/4 increments annually beginning on the date indicated.