Filing Details

Accession Number:
0001437749-21-002796
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-02-12 16:06:54
Reporting Period:
2020-03-10
Accepted Time:
2021-02-12 16:06:54
Original Submission Date:
2020-03-10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499422 Rbb Bancorp RBB State Commercial Banks (6022) 272776416
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1711919 Richard David Morris 1055 Wilshire Blvd
Suite 1200
Los Angeles CA 90017
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Acquisiton 2020-03-10 500 $14.06 13,276 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $9.29 2022-01-01 9,686 9,686 Direct
Common Stock Option (right to buy) $11.15 2023-01-01 53,813 53,813 Direct
Common Stock Option (right to buy) $20.55 2030-01-22 9,000 9,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-01-01 9,686 9,686 Direct
2023-01-01 53,813 53,813 Direct
2030-01-22 9,000 9,000 Direct
Footnotes
  1. These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.
  2. These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
  3. These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.