Filing Details
- Accession Number:
- 0001127602-21-005305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-12 09:19:44
- Reporting Period:
- 2021-02-10
- Accepted Time:
- 2021-02-12 09:19:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1630805 | Babcock & Wilcox Enterprises Inc. | BW | Heating Equipment, Except Electric & Warm Air Furnaces (3433) | 472783641 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1681626 | B Jimmy Morgan | 1200 East Market Street Akron OH 44305 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-10 | 12,821 | $5.85 | 94,224 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2021-02-10 | 200,000 | $0.00 | 294,224 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-10 | 70,536 | $7.25 | 223,688 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Units | Disposition | 2021-02-10 | 200,000 | $0.00 | 200,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-08-24 | No | 4 | M | Direct |
Footnotes
- Each performance stock unit ("PSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.
- 100% of PSUs vest immediately upon the company's common stock achieving a market price of $7.00 per share at the end of any trading day during the period from August 25, 2020 to August 24, 2025.
Billionaire Hedge Funds
