Filing Details
- Accession Number:
- 0001203311-11-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-15 18:49:50
- Reporting Period:
- 2011-04-14
- Filing Date:
- 2011-04-15
- Accepted Time:
- 2011-04-15 18:49:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167496 | B Clay Siegall | 21823 30Th Drive Se Bothell WA 98021 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-14 | 50,000 | $8.43 | 995,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-14 | 50,000 | $15.27 | 945,667 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-04-14 | 50,000 | $0.00 | 50,000 | $8.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2011-05-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 85,000 | Indirect | by Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Siegall on December 15, 2010 and described in a Form 8-K filed on December 17, 2010.
- 15.2691 represents an average price per share for the shares sold on 4/14/11. The sell price for shares sold on this day ranged from $15.0200 to $15.5702.
- Shares shall vest at a rate of 25% on 5/21/02 and monthly thereafter until all the shares are fully vested on 5/21/05.