Filing Details
- Accession Number:
- 0001209191-21-009908
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-11 19:47:09
- Reporting Period:
- 2021-02-09
- Accepted Time:
- 2021-02-11 19:47:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1501756 | Adverum Biotechnologies Inc. | ADVM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233539 | D Leone Patterson | C/O Adverum Biotechnologies, Inc. 800 Saginaw Drive Redwood City CA 94063 | President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-02-09 | 12,471 | $14.10 | 98,017 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-09 | 62 | $14.14 | 97,955 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The shares were sold pursuant to an irrevocable election previously made by the Reporting Person to sell shares of common stock necessary to cover the federal, state and local tax withholding obligations, as well as related brokerage commission fees.
Billionaire Hedge Funds
