Filing Details
- Accession Number:
- 0001567619-21-003193
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-11 19:25:44
- Reporting Period:
- 2021-02-09
- Accepted Time:
- 2021-02-11 19:25:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1601485 | Angion Biomedica Corp. | ANGN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1413350 | Jay Venkatesan | C/O Angion Biomedica Corp. 51 Charles Lindbergh Blvd. Uniondale NY 11553 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-02-09 | 31,966 | $16.00 | 1,037,017 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-02-09 | 165,094 | $0.00 | 1,202,111 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2021-02-09 | 237,152 | $6.43 | 1,439,263 | No | 4 | X | Direct | |
Common Stock | Disposition | 2021-02-09 | 159,177 | $16.00 | 1,208,086 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-02-09 | 262 | $11.57 | 1,280,348 | No | 4 | C | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | C | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Cumulative Convertible Preferred | Disposition | 2021-02-09 | 1,804 | $0.00 | 1,804 | $0.00 |
Common Stock | Warrant to Purchase Common Stock | Disposition | 2021-02-09 | 237,152 | $0.00 | 237,152 | $6.43 |
Common Stock | Convertible Promissory Note | Disposition | 2021-02-09 | 0 | $0.00 | 0 | $16.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | 2028-07-05 | No | 4 | X | Direct | |
0 | No | 4 | C | Direct |
Footnotes
- The shares were withheld to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").
- Includes 246,299 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.
- Each share of the issuer's Series C Preferred Stock automatically converted into 91.52 shares of the issuer's Common Stock immediately prior to the consummation of the issuer's IPO and had no expiration date.
- On February 9, 2021 the Reporting Person exercised a warrant to purchase an aggregate of 396,328 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's IPO price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's IPO, the Issuer withheld 159,177 of the warrant shares to pay the exercise price and issued the remaining 237,152 shares of common stock to Reporting Person.
- The convertible promissory note converted immediately prior to the consummation of the IPO into Common Stock.
- The convertible promissory note ("Convertible Note") had a maturity date of August 14, 2021 and the principal amount of the Convertible Note converted upon the closing of the IPO into Common Shares at a conversion price equal to $18.00 per Common Share.