Filing Details
- Accession Number:
- 0001567619-21-003189
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-11 19:22:24
- Reporting Period:
- 2021-02-09
- Accepted Time:
- 2021-02-11 19:22:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1601485 | Angion Biomedica Corp. | ANGN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199070 | F Victor Ganzi | C/O Angion Biomedica Corp. 51 Charles Lindbergh Blvd. Uniondale NY 11553 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-09 | 18,741 | $11.57 | 405,405 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2021-02-09 | 50,122 | $11.57 | 455,527 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2021-02-09 | 367,590 | $6.43 | 823,117 | No | 4 | X | Direct | |
Common Stock | Disposition | 2021-02-09 | 246,720 | $16.00 | 576,397 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Convertible Promissory Note | Disposition | 2021-02-09 | 0 | $0.00 | 216,833 | $16.00 |
Common Stock | Convertible Promissory Note | Disposition | 2021-02-09 | 0 | $0.00 | 0 | $16.00 |
Common Stock | Warrant to Purchase Common Stock | Disposition | 2021-02-09 | 367,590 | $0.00 | 367,590 | $6.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | 2028-07-05 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 155,581 | Indirect | Trust |
Footnotes
- Victor F. Ganzi 2012 GST Family Trust.
- On February 9, 2021 the Reporting Person exercised a warrant to purchase an aggregate of 614,310 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's IPO price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's IPO, the Issuer withheld 246,720 of the warrant shares to pay the exercise price and issued the remaining 367,590 shares of common stock to Reporting Person.
- The convertible promissory note converted immediately prior to the consummation of the IPO into Common Stock.
- The convertible promissory note ("Convertible Note") had a maturity date of May 28, 2021 and the principal amount of the Convertible Note converted upon the closing of the IPO into Common Shares at a conversion price equal to $18.00 per Common Share.
- The convertible promissory note ("Convertible Note") had a maturity date of August 21, 2021 and the principal amount of the Convertible Note converted upon the closing of the IPO into Common Shares at a conversion price equal to $18.00 per Common Share.