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Filing Details

Accession Number:: 0000895345-21-000155
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-11 18:32:50
Reporting Period:: 2021-02-10

Accepted Time:: 2021-02-11 18:32:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758730	Tradeweb Markets Inc.	TW	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1771402	Simon Maisey	Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036	Managing Director, Corp. Dev.	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-02-10	7,500	$20.59	95,078	No	4	M	Direct
Class A Common Stock	Disposition	2021-02-10	3,420	$66.86	91,658	No	4	S	Direct
Class A Common Stock	Disposition	2021-02-10	4,080	$67.87	87,578	No	4	S	Direct
Class A Common Stock	Disposition	2021-02-10	800	$66.84	86,778	No	4	S	Direct
Class A Common Stock	Disposition	2021-02-10	1,750	$67.93	85,028	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2021-02-10	7,500	$0.00	7,500	$20.59

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
111,738		2028-10-26	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020.
This amount includes (i) 39,604 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 10,290 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.49 to $67.44, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 , 4, and 6 to this Form 4.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.54 to $68.12, inclusive.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.63 to $67.25, inclusive.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.65 to $68.06, inclusive.
The option is fully vested and exercisable as of the date hereof.