Filing Details
- Accession Number:
- 0000091576-21-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-11 16:23:17
- Reporting Period:
- 2021-02-10
- Accepted Time:
- 2021-02-11 16:23:17
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1390812 | M Douglas Schosser | C/O Keycorp 127 Public Square Cleveland OH 44114 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2021-02-10 | 4,366 | $9.33 | 47,058 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2021-02-10 | 4,366 | $19.06 | 42,692 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2021-02-10 | 10,514 | $10.49 | 53,206 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2021-02-10 | 10,514 | $19.05 | 42,692 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2021-02-10 | 13,425 | $19.03 | 29,267 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | Disposition | 2021-02-10 | 4,366 | $0.00 | 4,366 | $9.33 |
| Common Shares | Option to Buy | Disposition | 2021-02-10 | 10,514 | $0.00 | 10,514 | $10.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-03-01 | No | 4 | M | Direct | |
| 0 | 2026-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 3,777 | Indirect | 401(k) Plan |
Footnotes
- Reported as of February 10, 2021.
- This option vested in four equal annual installments ending on March 1, 2017.
- This option vested in four equal annual installments ending on February 15, 2020.
Billionaire Hedge Funds
