Filing Details
- Accession Number:
- 0001181431-11-024257
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-15 17:27:20
- Reporting Period:
- 2011-04-13
- Filing Date:
- 2011-04-15
- Accepted Time:
- 2011-04-15 17:27:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138776 | Medgenics Inc. | MDGN | Biological Products, (No Disgnostic Substances) (2836) | 980217544 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
905536 | Isaac Blech | 75 Rockefeller Plaza, 29Th Floor New York NY 10019 | No | No | Yes | No | |
1514430 | Blech Isaac F/B/O Trust Remainder Charitable Liberty | 75 Rockefeller Plaza, 29Th Floor New York NY 10019 | No | No | No | Yes | |
1514431 | Blech Isaac F/B/O Unitrust Remainder Charitable River | 75 Rockefeller Plaza, 29Th Floor New York NY 10019 | No | No | Yes | No | |
1518076 | Unitrust Remainder Charitable West | 75 Rockefeller Plaza, 29Th Floor New York NY 10019 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.00001 Per Share | Acquisiton | 2011-04-13 | 1,000,000 | $5.00 | 1,000,000 | No | 4 | P | Indirect | By Trust |
Common Stock, Par Value $0.00001 Per Share | Acquisiton | 2011-04-13 | 644,053 | $3.41 | 1,644,053 | No | 4 | C | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
No | 4 | C | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2010 Convertible Debenture | Disposition | 2011-04-13 | 1 | $0.00 | 644,053 | $3.41 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2011-03-23 | 19,068 | $0.00 | 19,068 | $6.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-09-22 | No | 4 | C | Indirect | |
19,068 | 2020-12-10 | No | 4 | A | Direct |
Footnotes
- The $2,150,000 Convertible Debenture, together with accrued interest thereon, automatically converted into shares of common stock of Medgenics, Inc. (the "Issuer") upon the closing of the Issuer's initial public offering at a conversion price of $3.405, which was related to the price that the Issuer's common stock was sold in the initial public offering. The Convertible Debenture had no stated expiration date.
- The Stock Option vests in three (3) equal annual installments commencing on December 10, 2011.
- Liberty Charitable Remainder Trust FBO Isaac Blech UAD 01/09/87 ("Liberty Trust") and West Charitable Remainder Unitrust ("West Trust") are the beneficial owners of less than 10% of the Issuer's common stock. Isaac Blech is the sole trustee of the Liberty Trust and the West Trust.