Filing Details
- Accession Number:
- 0001209191-21-009620
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-11 16:00:09
- Reporting Period:
- 2021-02-08
- Accepted Time:
- 2021-02-11 16:00:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1372020 | Great Lakes Dredge & Dock Corp | GLDD | Heavy Construction Other Than Bldg Const - Contractors (1600) | 205336063 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1384117 | E David Simonelli | C/O Great Lakes Dredge &Amp; Dock Corp. 1 Parkview Plaza, 8Th Floor Oakbrook Terrace IL 60181 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-08 | 23,024 | $6.45 | 331,767 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-08 | 23,024 | $15.00 | 308,743 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2021-02-08 | 23,024 | $6.45 | 23,024 | $6.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-06-06 | No | 4 | M | Direct |
Footnotes
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020
- Represents the weighted average price. The shares were sold in multiple transactions ranging from $15.00 to $15.05, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price.
- Represents an exercise of vested employee stock options granted on June 6, 2012 under the Great Lakes Dredge & Dock Corporation 2007 Long-Term Incentive Plan.
- The options vested in three equal installments beginning June 6, 2013.