Home > Insider Trading > Filing (0001106191-21-000012)

Filing Details

Accession Number:: 0001106191-21-000012
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-11 14:04:48
Reporting Period:: 2021-02-09

Accepted Time:: 2021-02-11 14:04:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1273441	Gran Tierra Energy Inc.	GTE	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
899037	Bay Resource Partners Lp	2300 Windy Ridge Parkway Suite 550 South Atlanta GA 30339	No	No	Yes	No
1075617	E Thomas Claugus	Gmt Capital Corp 2300 Windy Ridge Parkway Suite 550 South Atlanta GA 30339	No	No	Yes	No
1106191	Gmt Capital Corp	2300 Windy Ridge Parkway Suite 550 South Atlanta GA 30339	No	No	Yes	No
1161416	Bay Ii Resource Partners Lp	2300 Windy Ridge Parkway Suite 550 South Atlanta GA 30339	No	No	Yes	No
1396794	Gmt Exploration Co Llc	1560 Broadway Ste 2000 Denver CO 80202	No	No	Yes	No
1733113	Bay Resource Partners Offshore Master Fund, L.p.	2300 Windy Ridge Parkway Suite 550 South Atlanta GA 30339	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-02-09	1,249,700	$0.82	53,466,709	No	4	S	Direct
Common Stock	Disposition	2021-02-10	2,186,900	$0.95	51,279,809	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.
The aggregate number of shares of common stock sold on February 09, 2021, was 1,249,700 shares, at a price of $0.82 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 53,466,709. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 373,200 shares sold resulting in ownership of 15,412,590 shares; Bay II = 299,600 shares sold resulting in ownership of 12,472,630 shares; Offshore Fund = 527,200 shares sold resulting in ownership of 21,851,089 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =49,700 shares sold resulting in ownership of 2,056,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.
The aggregate number of shares of common stock sold on February 10, 2021, was 2,186,900 shares, at a price of $0.95 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 51,279,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 653,100 shares sold resulting in ownership of 14,759,490 shares; Bay II = 524,200 shares sold resulting in ownership of 11,948,430 shares; Offshore Fund = 922,700 shares sold resulting in ownership of 20,928,389 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =86,900 shares sold resulting in ownership of 1,969,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.