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Filing Details

Accession Number:: 0001104659-21-020073
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-10 21:47:53
Reporting Period:: 2021-02-05

Accepted Time:: 2021-02-10 21:47:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1810806	Unity Software Inc.	U	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1506924	Barry Schuler	2882 Sand Hill Road, Suite 150 Menlo Park CA 94025		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-02-05	5,210,162	$0.00	3,517,709	No	4	J	Indirect	See footnote
Common Stock	Acquisiton	2021-02-05	807,210	$0.00	807,210	No	4	J	Indirect	See footnote
Common Stock	Disposition	2021-02-05	807,210	$0.00	0	No	4	J	Indirect	See footnote
Common Stock	Acquisiton	2021-02-05	167,995	$0.00	167,995	No	4	J	Indirect	By The Meteor Group, LLC
Common Stock	Acquisiton	2021-02-05	24,588	$0.00	24,588	No	4	J	Indirect	By Barry Martin Schuler Revocable Trust
Common Stock	Disposition	2021-02-09	25,820	$127.67	142,175	No	4	S	Indirect	By The Meteor Group, LLC
Common Stock	Disposition	2021-02-09	9,730	$127.67	14,858	No	4	S	Indirect	By Barry Martin Schuler Revocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	By The Meteor Group, LLC
No	4	J	Indirect	By Barry Martin Schuler Revocable Trust
No	4	S	Indirect	By The Meteor Group, LLC
No	4	S	Indirect	By Barry Martin Schuler Revocable Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	14,016	Direct

Footnotes

Represents a pro-rata in-kind distribution of Common Stock of the Issuer by DFJ Growth 2013, L.P., DFJ Growth 2013 Parallel Fund, LLC, DFJ Growth Unity Investors, L.P., DFJ Growth III, L.P., and DFJ Growth III Parallel Fund, LLC, without consideration, to their respective members and partners (collectively, the "Fund Distributions").
Includes 2,261,361 shares distributed by DFJ Growth 2013, L.P., 126,560 shares distributed by DFJ Growth 2013 Parallel Fund, LLC, 1,692,450 shares distributed by DFJ Growth Unity Investors, L.P., 1,076,691 shares distributed by DFJ Growth III, L.P. and 53,100 shares distributed by DFJ Growth III Parallel Fund, LLC.
Includes 2,261,361 shares owned directly by DFJ Growth 2013, L.P., 126,559 shares owned directly by DFJ Growth 2013 Parallel Fund, LLC, 1,076,690 shares owned directly by DFJ Growth III, L.P. and 53,099 shares owned directly by DFJ Growth III Parallel Fund, LLC.
DFJ Growth 2013 Partners, LLC, the general partner of DFJ Growth 2013, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013, L.P. DFJ Growth 2013 Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013 Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth 2013 Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth 2013 Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth 2013 Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P. DFJ Growth III Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth III Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth III Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
DFJ Growth Unity Partners, LLC, the general partner of DFJ Growth Unity Investors, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Investors, L.P. DFJ Growth Unity Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth Unity Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
Represents a change in the form of ownership of DFJ Growth 2013 Partners, LLC, DFJ Growth Unity Partners, LLC, and DFJ Growth III Partners, LLC by virtue of receipt of shares as a result of the Fund Distributions.
Includes 376,707 shares received by DFJ Growth 2013 Partners, LLC, 192,307 shares received by DFJ Growth III Partners, LLC, and 238,196 shares received by DFJ Growth Unity Partners, LLC.
Includes 376,707 shares owned directly by DFJ Growth 2013 Partners, LLC, 192,307 shares owned directly by DFJ Growth III Partners, LLC, and 238,196 shares owned directly by DFJ Growth Unity Partners, LLC.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by DFJ Growth 2013 Partners, LLC, DFJ Growth III Partners, LLC, and DFJ Growth Unity Partners, LLC, without consideration, to their respective members (collectively, the "GP Distributions").
Includes 376,707 shares distributed by DFJ Growth 2013 Partners, LLC, 192,307 shares distributed by DFJ Growth III Partners, LLC, and 238,196 shares distributed by DFJ Growth Unity Partners, LLC.
Represents a change in the form of ownership by virtue of receipt of shares as a result of the Fund Distributions and GP Distributions.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.50 to $127.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (15) to this Form 4.