Filing Details
- Accession Number:
- 0001654954-21-001461
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-10 21:30:34
- Reporting Period:
- 2021-02-08
- Accepted Time:
- 2021-02-10 21:30:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1772921 | Onewater Marine Inc. | ONEW | Retail-Auto & Home Supply Stores (5531) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1789800 | John Troiano | 6275 Lanier Islands Parkway Buford GA 30518 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 | Disposition | 2021-02-08 | 7,224 | $36.41 | 407,303 | No | 4 | S | Indirect | By Beekman Investment Partners III, LP |
Class A Common Stock, Par Value $0.01 | Disposition | 2021-02-10 | 20,000 | $36.17 | 387,303 | No | 4 | S | Indirect | By Beekman Investment Partners III, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Beekman Investment Partners III, LP |
No | 4 | S | Indirect | By Beekman Investment Partners III, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, Par Value $0.01 | 67,275 | Indirect | By Beekman Investment Partners AIV III-OWM, L.P. |
Class A Common Stock, Par Value $0.01 | 6,250 | Direct | |
Class A Common Stock, Par Value $0.01 | 3,660 | Direct | |
Class B Common Stock, Par Value $0.01 | 222,025 | Indirect | By OWM BIP Investor, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock Par Value $0.01 | One Water Marine Holdings, LLC common unit | $0.00 | 222,025 | 222,025 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
222,025 | 222,025 | Indirect |
Footnotes
- The price reported in column 4 is a weighted average price, rounded to the nearest 1/100th cent. These shares were sold in multiple transactions at prices ranging from $36.00 to $37.01. The Reporting Person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc., or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range.
- Beekman Investment Partners III, L.P. is an investment fund managed by a general partner, Beekman Investment Group III, LLC. The Reporting Person is the sole manager of Beekman Investment Group III, LLC.
- The Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- The price reported in column 4 is a weighted average price, rounded to the nearest 1/100th cent. These shares were sold in multiple transactions at prices ranging from $35.70 to $37.225. The Reporting Person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range.
- Beekman Investment Partners AIV III-OWM, L.P. ("AIV III") is an investment fund that is managed by a general partner, Beekman Investment Group III, LLC. The Reporting Person is the sole manager of Beekman Investment Group III, LLC.
- Award of restricted stock units pursuant to the OneWater Marine Inc. 2020 Omnibus Incentive Plan. The award vests on September 30, 2021, subject to the recipient's continued service as a director of OneWater Marine Inc. through such vesting date.
- At the request of the holder, each common unit of OneWater LLC may be coupled with a share of Class B common stock of the Issuer and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of the issuer on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each unit redeemed. The units do not expire.
- OWM BIP Investor, LLC is an investment vehicle wholly-owned by AIV III. The Reporting Person is the sole manager of Beekman Investment Group III, LLC.