Filing Details
- Accession Number:
- 0000899243-21-005767
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-10 19:36:10
- Reporting Period:
- 2021-02-09
- Accepted Time:
- 2021-02-10 19:36:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527166 | Carlyle Group Inc. | CG | Investment Advice (6282) | 452832612 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1771467 | Christopher Finn | 1001 Pennsylvania Avenue, Nw Washington DC 20004 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-09 | 73,564 | $0.00 | 843,752 | No | 4 | A | Direct | |
Common Stock | Disposition | 2021-02-09 | 35,572 | $36.60 | 808,180 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 313,937 | Indirect | See Footnote |
Common Stock | 13,595 | Indirect | See Footnote |
Footnotes
- These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.
- These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein.
- These shares of common stock are held in a limited liability company of which the reporting person is the manager.
- These shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the shares.