Filing Details
- Accession Number:
- 0000899243-21-005764
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-10 19:34:41
- Reporting Period:
- 2021-02-09
- Accepted Time:
- 2021-02-10 19:34:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527166 | Carlyle Group Inc. | CG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220640 | Kewsong Lee | 1001 Pennsylvania Avenue, Nw Washington DC 20004 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-09 | 287,000 | $0.00 | 2,959,597 | No | 4 | A | Direct | |
Common Stock | Disposition | 2021-02-09 | 140,701 | $36.60 | 2,818,896 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 283,563 | Indirect | See Footnote |
Footnotes
- These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.
- These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein.
- Such shares of common stock are held in a grantor retained annuity trust.