Filing Details
- Accession Number:
- 0001580231-21-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-10 18:10:39
- Reporting Period:
- 2021-02-08
- Accepted Time:
- 2021-02-10 18:10:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040161 | Pixelworks Inc | PXLW | Semiconductors & Related Devices (3674) | 911761992 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198818 | Todd Debonis | 226 Airport Parkway Suite 595 San Jose CA 95110 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-08 | 12,446 | $2.46 | 1,126,155 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-08 | 12,446 | $3.71 | 1,113,709 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-02-09 | 106,871 | $2.46 | 1,220,580 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-09 | 106,871 | $3.72 | 1,113,709 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-02-10 | 34,546 | $2.46 | 1,148,255 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-10 | 34,546 | $3.71 | 1,113,709 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-02-08 | 12,446 | $3.71 | 12,446 | $2.46 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-02-09 | 106,871 | $3.72 | 106,871 | $2.46 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-02-10 | 34,546 | $3.71 | 34,546 | $2.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 337,554 | 2022-01-04 | No | 4 | M | Direct | |
| 230,683 | 2022-01-04 | No | 4 | M | Direct | |
| 196,137 | 2022-01-04 | No | 4 | M | Direct |
Footnotes
- THIS TRANSACTION WAS MADE PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY MR. DEBONIS IN AUGUST 2020. THE RULE 10B5-1 TRADING PLAN PROVIDES FOR THE EXERCISE AND SAME-DAY SALE OF EXPIRING STOCK OPTIONS HELD BY MR. DEBONIS AT A PRE-SPECIFIED PRICE PRIOR TO STOCK OPTION EXPIRATION.
- 25% vests on January 31, 2017, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
Billionaire Hedge Funds
