Filing Details
- Accession Number:
- 0001225208-21-002009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-10 14:15:19
- Reporting Period:
- 2021-02-09
- Accepted Time:
- 2021-02-10 14:15:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
910073 | New York Community Bancorp Inc | NYCB | Savings Institutions, Not Federally Chartered (6036) | 061377322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511853 | A. Ronald Rosenfeld | 615 Merrick Avenue Westbury NY 11590 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-09 | 5,000 | $10.63 | 5,000 | No | 4 | P | Indirect | By RAR Trust II |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By RAR Trust II |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 97,386 | Indirect | By RAR Trust |
Common Stock | 2,884 | Indirect | By Stock Award IX |
Common Stock | 600 | Indirect | By Stock Award V |
Common Stock | 1,200 | Indirect | By Stock Award VI |
Common Stock | 1,800 | Indirect | By Stock Award VII |
Common Stock | 2,400 | Indirect | By Stock Award VIII |
Common Stock | 8,212 | Indirect | By Stock Award X |
Footnotes
- The number of shares held by RAR Trust includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- The remaining 2,884 shares granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in four equal annual installments commencing on January 29, 2022.
- The remaining 600 shares, granted under Stock Award V on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on May 1, 2021.
- The remaining 1,200 shares, granted under Stock Award VI on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on April 1, 2021.
- The remaining 1,800 shares, granted under Stock Award VII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on February 15, 2021.
- The remaining 2,400 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 1, 2021.
- 8,212 shares granted under Stock Award X on January 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 26, 2022.