Filing Details

Accession Number:
0001562180-21-001016
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-09 19:39:06
Reporting Period:
2021-02-03
Accepted Time:
2021-02-09 19:39:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1109546 Pacific Mercantile Bancorp PMBC National Commercial Banks (6021) 330898238
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1278329 A Nancy Gray 949 South Coast Drive
Third Floor
Costa Mesa CA 92626
Cao No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-03 60 $4.34 6,148 No 4 M Direct
Common Stock Disposition 2021-02-03 60 $6.00 6,088 No 4 S Direct
Common Stock Acquisiton 2021-02-04 9,940 $4.34 16,028 No 4 M Direct
Common Stock Disposition 2021-02-04 9,940 $5.95 6,088 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Option Disposition 2021-02-03 60 $0.00 60 $4.34
Common Stock Common Stock Option Disposition 2021-02-04 9,940 $0.00 9,940 $4.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,940 2021-04-19 No 4 M Direct
12,000 2021-04-19 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $5.95 USD to $6.00 USD; the price reported above reflects the weighted average sale price.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.95 to $6.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. 3 Years Monthly beginning on 19-Apr-2011