Filing Details
- Accession Number:
- 0001779453-21-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-09 18:39:06
- Reporting Period:
- 2021-02-05
- Accepted Time:
- 2021-02-09 18:39:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1652724 | Lucira Health Inc. | LHDX | In Vitro & In Vivo Diagnostic Substances (2835) | 272491037 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1779451 | Chad Boeding | One Lombard Street, Suite 200 San Francisco CA 94111 | No | No | No | Yes | |
1779453 | Epiq Capital Group, Llc | One Lombard Street, Suite 200 San Francisco CA 94111 | No | No | Yes | No | |
1798799 | Epq Llc, Lflu Ps | 9650 Gateway Drive, Suite 200 Reno NV 89521 | No | No | No | Yes | |
1818376 | Epq Llc, Lcovd Ps | 9650 Gateway Drive, Suite 200 Reno NV 89521 | No | No | Yes | No | |
1833912 | Epq Llc, Lcovd Safe Ps | 9650 Gateway Drive, Suite 200 Reno NV 89521 | No | No | No | Yes | |
1841495 | Epq Llc, Ltest Ps | 9650 Gateway Drive, Suite 200 Reno NV 89521 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-05 | 32,176 | $0.00 | 32,176 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2021-02-05 | 3,754,084 | $0.00 | 3,754,084 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2021-02-05 | 5,173,026 | $0.00 | 5,173,026 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2021-02-05 | 735,475 | $17.00 | 735,475 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2021-02-05 | 3,461,764 | $17.00 | 3,461,764 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred | Disposition | 2021-02-05 | 32,176 | $0.00 | 32,176 | $0.00 |
Common Stock | Series B Convertible Preferred | Disposition | 2021-02-05 | 3,754,084 | $0.00 | 3,754,084 | $0.00 |
Common Stock | Series C Convertible Preferred | Disposition | 2021-02-05 | 5,173,026 | $0.00 | 5,173,026 | $0.00 |
Common Stock | 2020B Convertible Promissory Note | Disposition | 2021-02-05 | 735,475 | $17.00 | 735,475 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | 2022-12-11 | No | 4 | C | Direct |
Footnotes
- Each share of Series B Preferred Stock and Series C Preferred Stock (the "Preferred Stock") automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date.
- The convertible promissory note automatically converted into shares of the Issuer's Common Stock upon the closing of the IPO.
- Chad Boeding is the beneficial owner of these shares through a trust that he controls.
- EPQ LLC, LFLU PS ("LFLU") is the direct beneficial owner of these shares.
- EPQ LLC, LCOVD PS ("LCOVD") is the direct beneficial owner of these shares.
- EPQ LLC, LCOVD SAFE PS ("SAFE") is the direct beneficial owner of this shares.
- EPQ LLC, LTEST PS ("LTEST") is the direct beneficial owner of these shares.
- EPIQ Capital Group, LLC ("EPIQ") may be deemed an indirect beneficial owner of 13,124,349 shares of Issuer's Common Stock, which are held by LFLU (3,754,084 shares), LCOVD (5,173,026 shares), SAFE (735,475 shares), and LTEST (3,461,764 shares).
- The reporting persons are EPIQ, Chad Boeding, LFLU, LCOVD, SAFE, and LTEST. EPIQ is the managing member of and LFLU, LCOVD, SAFE, and LTEST. Mr. Boeding is the CEO and Manager of EPIQ. EPIQ is filing this Form 4 on behalf of the reporting persons jointly, but not as a group. LFLU, LCOVD, SAFE, LTEST and Mr. Boeding each disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.