Filing Details
- Accession Number:
- 0001501570-21-000117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-09 18:15:16
- Reporting Period:
- 2021-01-01
- Accepted Time:
- 2021-02-09 18:15:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1501570 | Veritex Holdings Inc. | VBTX | State Commercial Banks (6022) | 270973566 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621651 | Jeff Kesler | C/O Veritex Holdings, Inc. 8214 Westchester Drive, Suite 800 Dallas TX 75225 | Dallas Fort Worth President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-01-01 | 5,000 | $0.00 | 54,963 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-01 | 1,482 | $25.66 | 53,481 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-02-05 | 1,770 | $28.18 | 0 | No | 4 | S | Indirect | By Veritex Holdings, Inc. ESOP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Indirect | By Veritex Holdings, Inc. ESOP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-01-01 | 5,000 | $0.00 | 5,000 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-02-01 | 4,224 | $0.00 | 4,224 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | No | 4 | M | Direct | ||
| 4,224 | No | 4 | A | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a right to receive at settlement one share of common stock of the Company.
- Represents the sale of 1,770 shares of common stock allocated to the reporting person prior to the date of this report pursuant to the Veritex Community Bank Employee Stock Ownership Plan ("ESOP").
- In a transaction approved by a committee of the board of directors of the Company, on January 1, 2019, the reporting person was granted 15,000 RSUs subject to shareholder approval. On May 21, 2019, the Company's shareholders approved the RSUs granted to the reporting person. The RSUs vest in three equal annual installments beginning January 1, 2020. On May 21, 2019, the RSUs granted to the reporting person received shareholder approval.
- The RSUs are subject to graded vesting over three years with vesting dates of February 1, 2022, February 1, 2023 and February 1, 2024.
Billionaire Hedge Funds
