Filing Details
- Accession Number:
- 0001209191-21-008925
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-09 18:03:37
- Reporting Period:
- 2021-02-09
- Accepted Time:
- 2021-02-09 18:03:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1817229 | Vor Biopharma Inc. | VOR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598549 | J. Andrew Schwab | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1753000 | 5Am Opportunities I, L.p. | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1753037 | 5Am Ventures Vi, L.p. | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1790778 | 5Am Opportunities I (Gp), Llc | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1829051 | 5Am Partners Vi, Llc | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-09 | 3,308,822 | $0.00 | 3,308,822 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-02-09 | 1,414,026 | $0.00 | 4,722,848 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-02-09 | 111,111 | $18.00 | 4,833,959 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2021-02-09 | 1,414,026 | $0.00 | 1,414,026 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-02-09 | 444,444 | $18.00 | 1,858,470 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-2 Preferred Stock | Disposition | 2021-02-09 | 45,000,000 | $0.00 | 3,308,822 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-02-09 | 19,230,768 | $0.00 | 1,414,026 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-02-09 | 19,230,768 | $0.00 | 1,414,026 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A-2 Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closingof the Issuer's initial public offering for no additional consideration, on a 13.6 for-one basis, and had no expiration date.
- The shares are directly held by 5AM Ventures VI, L.P. ("Ventures VI"). 5AM Partners VI, LLC ("Partners VI") is the sole general partner of Ventures VI. Dr. Kush Parmar and Andrew J. Schwab are the managing members of Partners VIand may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures VI. Each of Partners VI and Mr. Schwab disclaims beneficial ownership of the shares of Common Stock held directly byVentures VI, except to the extent of its or his pecuniary interest therein. Dr. Parmar is a director of the issuer and files separate Section 16 reports.
- The shares are directly held by 5AM Opportunities I, L.P ("Opportunities LP"). 5AM Opportunities I (GP), LLC ("Opportunities GP") is the sole general partner of Opportunities LP. Andrew J. Schwab and Dr. Kush Parmar are themanaging members of Opportunities GP and may be deemed to have shared voting and investment power over the shares beneficially owned by Opportunities LP. Each of Opportunities GP and Mr. Schwab disclaims beneficial ownershipof the shares of Common Stock held directly by Opportunities LP, except to the extent of its or his pecuniary interest therein. Dr. Parmar is a director of the issuer and files separate Section 16 reports.