Filing Details

Accession Number:
0001209191-21-008925
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-09 18:03:37
Reporting Period:
2021-02-09
Accepted Time:
2021-02-09 18:03:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1817229 Vor Biopharma Inc. VOR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598549 J. Andrew Schwab 501 2Nd Street, Suite 350
San Francisco CA 94107
No No Yes No
1753000 5Am Opportunities I, L.p. 501 2Nd Street, Suite 350
San Francisco CA 94107
No No Yes No
1753037 5Am Ventures Vi, L.p. 501 2Nd Street, Suite 350
San Francisco CA 94107
No No Yes No
1790778 5Am Opportunities I (Gp), Llc 501 2Nd Street, Suite 350
San Francisco CA 94107
No No Yes No
1829051 5Am Partners Vi, Llc 501 2Nd Street, Suite 350
San Francisco CA 94107
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-09 3,308,822 $0.00 3,308,822 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-02-09 1,414,026 $0.00 4,722,848 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-02-09 111,111 $18.00 4,833,959 No 4 P Indirect See footnote
Common Stock Acquisiton 2021-02-09 1,414,026 $0.00 1,414,026 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-02-09 444,444 $18.00 1,858,470 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-2 Preferred Stock Disposition 2021-02-09 45,000,000 $0.00 3,308,822 $0.00
Common Stock Series B Preferred Stock Disposition 2021-02-09 19,230,768 $0.00 1,414,026 $0.00
Common Stock Series B Preferred Stock Disposition 2021-02-09 19,230,768 $0.00 1,414,026 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A-2 Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closingof the Issuer's initial public offering for no additional consideration, on a 13.6 for-one basis, and had no expiration date.
  2. The shares are directly held by 5AM Ventures VI, L.P. ("Ventures VI"). 5AM Partners VI, LLC ("Partners VI") is the sole general partner of Ventures VI. Dr. Kush Parmar and Andrew J. Schwab are the managing members of Partners VIand may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures VI. Each of Partners VI and Mr. Schwab disclaims beneficial ownership of the shares of Common Stock held directly byVentures VI, except to the extent of its or his pecuniary interest therein. Dr. Parmar is a director of the issuer and files separate Section 16 reports.
  3. The shares are directly held by 5AM Opportunities I, L.P ("Opportunities LP"). 5AM Opportunities I (GP), LLC ("Opportunities GP") is the sole general partner of Opportunities LP. Andrew J. Schwab and Dr. Kush Parmar are themanaging members of Opportunities GP and may be deemed to have shared voting and investment power over the shares beneficially owned by Opportunities LP. Each of Opportunities GP and Mr. Schwab disclaims beneficial ownershipof the shares of Common Stock held directly by Opportunities LP, except to the extent of its or his pecuniary interest therein. Dr. Parmar is a director of the issuer and files separate Section 16 reports.