Filing Details
- Accession Number:
- 0001209191-11-023000
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-15 14:17:18
- Reporting Period:
- 2011-04-13
- Filing Date:
- 2011-04-15
- Accepted Time:
- 2011-04-15 14:17:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1092839 | Dune Energy Inc | DUNR | Oil & Gas Field Services, Nec (1389) | 954737507 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1114446 | Ag Ubs | Bahnofstrasse 45 Zurich V8 CH-8021 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-13 | 7,860 | $0.82 | 11,717,043 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-04-13 | 7,860 | $0.82 | 11,709,183 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-13 | 7,500 | $0.82 | 11,716,683 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-04-13 | 7,500 | $0.82 | 11,709,183 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-13 | 2,500 | $0.83 | 11,711,683 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-04-13 | 2,500 | $0.83 | 11,709,183 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-14 | 700 | $0.83 | 11,709,883 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-04-14 | 700 | $0.83 | 11,709,183 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct |
Footnotes
- The number of Common Shares beneficially owned is reported as of April 14, 2011 and consists of 10,950,512.9169 Common Shares underlying 10% Senior Redeemable Convertible Preferred Stock (the "Preferred Stock") and 758,670 Common Shares. Each share of Preferred Stock converts into 114.2857 Common Shares.