Filing Details
- Accession Number:
- 0001209191-21-008888
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-09 17:15:20
- Reporting Period:
- 2021-02-05
- Accepted Time:
- 2021-02-09 17:15:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1817229 | Vor Biopharma Inc. | VOR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1664281 | Kush Parmar | C/O Vor Biopharma Inc. 100 Cambridgepark Drive, Suite 400 Cambridge MA 02140 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-09 | 3,308,822 | $0.00 | 3,308,822 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-02-09 | 1,414,026 | $0.00 | 4,722,848 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-02-09 | 111,111 | $18.00 | 4,833,959 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2021-02-09 | 1,414,026 | $0.00 | 1,414,026 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-02-09 | 444,444 | $18.00 | 1,858,470 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2021-02-05 | 16,900 | $0.00 | 16,900 | $18.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2021-02-09 | 45,000,000 | $0.00 | 3,308,822 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-02-09 | 19,230,768 | $0.00 | 1,414,026 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-02-09 | 19,230,768 | $0.00 | 1,414,026 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,900 | 2031-02-04 | No | 4 | A | Direct | |
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A-2 Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing ofthe Issuer's initial public offering for no additional consideration, on a 13.6 for-one basis, and had no expiration date.
- The shares are directly held by 5AM Ventures VI, L.P. 5AM Partners VI, LLC is the general partner of 5AM Ventures VI, L.P. The ReportingPerson is a managing member of 5AM Partners VI, LLC, and may be deemed to share voting and dispositive power over the shares held by 5AMVentures VI, L.P. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interesttherein.
- The shares are directly held by 5AM Opportunities I, L.P. 5AM Opportunities I (GP), LLC is the general partner of 5AM Opportunities I, L.P. TheReporting Person is a managing member of 5AM Opportunities I (GP), LLC, and may be deemed to share voting and dispositive power over theshares held by 5AM Opportunities I, L.P. The reporting person disclaims beneficial ownership of the reported securities, except to the extent ofhis pecuniary interest therein.
- 1/36th of the shares underlying the option vest in equal monthly installments commencing on March 5, 2021, provided that the Reporting Person remains continuously engaged by the Issuer on each such vesting date.