Filing Details

Accession Number:
0001209191-21-008888
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-09 17:15:20
Reporting Period:
2021-02-05
Accepted Time:
2021-02-09 17:15:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1817229 Vor Biopharma Inc. VOR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1664281 Kush Parmar C/O Vor Biopharma Inc.
100 Cambridgepark Drive, Suite 400
Cambridge MA 02140
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-09 3,308,822 $0.00 3,308,822 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-02-09 1,414,026 $0.00 4,722,848 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-02-09 111,111 $18.00 4,833,959 No 4 P Indirect See footnote
Common Stock Acquisiton 2021-02-09 1,414,026 $0.00 1,414,026 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-02-09 444,444 $18.00 1,858,470 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2021-02-05 16,900 $0.00 16,900 $18.00
Common Stock Series A-2 Preferred Stock Disposition 2021-02-09 45,000,000 $0.00 3,308,822 $0.00
Common Stock Series B Preferred Stock Disposition 2021-02-09 19,230,768 $0.00 1,414,026 $0.00
Common Stock Series B Preferred Stock Disposition 2021-02-09 19,230,768 $0.00 1,414,026 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,900 2031-02-04 No 4 A Direct
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A-2 Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing ofthe Issuer's initial public offering for no additional consideration, on a 13.6 for-one basis, and had no expiration date.
  2. The shares are directly held by 5AM Ventures VI, L.P. 5AM Partners VI, LLC is the general partner of 5AM Ventures VI, L.P. The ReportingPerson is a managing member of 5AM Partners VI, LLC, and may be deemed to share voting and dispositive power over the shares held by 5AMVentures VI, L.P. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interesttherein.
  3. The shares are directly held by 5AM Opportunities I, L.P. 5AM Opportunities I (GP), LLC is the general partner of 5AM Opportunities I, L.P. TheReporting Person is a managing member of 5AM Opportunities I (GP), LLC, and may be deemed to share voting and dispositive power over theshares held by 5AM Opportunities I, L.P. The reporting person disclaims beneficial ownership of the reported securities, except to the extent ofhis pecuniary interest therein.
  4. 1/36th of the shares underlying the option vest in equal monthly installments commencing on March 5, 2021, provided that the Reporting Person remains continuously engaged by the Issuer on each such vesting date.