Filing Details
- Accession Number:
- 0001138639-21-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-09 17:08:19
- Reporting Period:
- 2021-02-05
- Accepted Time:
- 2021-02-09 17:08:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1798919 | Nicholas Walden | C/O Infinera Corporation 6373 San Ignacio Avenue San Jose CA 95119 | Svp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-05 | 15,700 | $0.00 | 28,111 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-05 | 6,050 | $9.91 | 22,061 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-02-08 | 9,650 | $9.94 | 12,411 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2021-02-05 | 15,700 | $0.00 | 47,100 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,400 | No | 4 | M | Direct |
Footnotes
- This sale was made in connection with Mr. Walden's Rule 10b5-1 Trading Plan, which was adopted on August 20, 2020.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company").
- The RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is February 5, 2020, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Company.