Filing Details
- Accession Number:
- 0001562180-21-001008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-09 17:00:56
- Reporting Period:
- 2021-02-05
- Accepted Time:
- 2021-02-09 17:00:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580864 | Vroom Inc. | VRM | Retail-Auto Dealers & Gasoline Stations (5500) | 901112566 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1813476 | E. Mark Roszkowski | C/O Vroom, Inc. 1375 Broadway, Floor 11 New York NY 10018 | Chief Revenue Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-05 | 21,875 | $4.21 | 57,015 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-05 | 21,875 | $45.00 | 35,140 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-02-05 | 21,875 | $0.00 | 21,875 | $4.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
328,125 | 2029-02-06 | No | 4 | M | Direct |
Footnotes
- The securities reported herein, as well as the exercise price of the stock option, have been adjusted to reflect a 2-for-1 forward stock split of the Issuer's common stock that occurred on June 11, 2020.
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.
- The option is vested and exercisable as to 175,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on February 4, 2022.